Mark S. Pateri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Stephen Pateri, who also goes by Pusateri Pateri, Mark Stephen Pusateri, Mark Pusateri, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 1998 - April 2, 2001
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
March 4, 1996 - December 31, 1996
WORLD INVEST CORPORATION
January 8, 1993 - December 31, 1994
AMERINATIONAL FINANCIAL SERVICES, INC.
September 27, 1990 - October 18, 1991
FFP SECURITIES, INC.
February 8, 1990 - August 9, 1990
AMERICAN WALLSTREET SECURITIES, INC.
March 8, 1989 - October 17, 1989
ANDREW ALEN SECURITIES, INC.
August 10, 1988 - February 21, 1989
ALLIED CAPITAL GROUP, INC.
May 25, 1988 - July 12, 1988
MORGAN GLADSTONE & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
CRD#: 39263 / SEC#: , 8-48583
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
