Darrell T. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrell Thomas Reed was a registered financial professional .
Darrell is a previously registered financial professional and started their career in finance in 1991. Darrell had worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2024 - November 3, 2025
ESSEX SECURITIES LLC
September 27, 2019 - February 27, 2024
A.G.P. / ALLIANCE GLOBAL PARTNERS
November 29, 2013 - October 10, 2019
IFS SECURITIES
June 12, 2013 - December 2, 2013
GBS FINANCIAL CORP.
January 27, 2010 - July 8, 2013
GREAT CIRCLE FINANCIAL
July 20, 2009 - December 11, 2009
CONTINENTAL INVESTORS SERVICES, INC.
February 29, 2008 - April 6, 2009
ZIONS DIRECT, INC.
September 24, 2004 - March 5, 2008
MISCHLER FINANCIAL GROUP, INC.
September 13, 1996 - September 20, 2004
FIRST WALL STREET CORP.
July 7, 1994 - August 20, 1996
SUTRO & CO. INCORPORATED
November 19, 1991 - June 21, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 9, 1991 - October 21, 1991
LIBERTY CAPITAL MARKETS, INC.
September 9, 1991 - December 9, 1991
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
ESSEX SECURITIES LLC
CRD#: 46605 / SEC#: , 8-51472
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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