Mark A. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Alan Anderson, who also goes by Markus Alan Anderson, Markus Anderson, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 1990 - January 31, 1991
ROYCE PARK INVESTMENTS, INC.
November 13, 1989 - May 17, 1990
NATIONAL SECURITIES CORPORATION
January 3, 1989 - November 30, 1989
MARSHALL DAVIS, INC.
October 17, 1988 - January 2, 1989
H. T. FLETCHER SECURITIES INCORPORATED
May 25, 1988 - July 7, 1988
CHELSEA SECURITIES, INC.
May 25, 1988 - October 19, 1988
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROYCE PARK INVESTMENTS, INC.
CRD#: 16539 / SEC#: , 8-34111
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
