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MA

Mark Alan Anderson

CRD# 1828571·Registered 1988 - 1991
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Alan Anderson, who also goes by Markus Alan Anderson, Markus Anderson, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1988 - 1991. Mark had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Markus Alan Anderson, Markus Anderson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

Past

ROYCE PARK INVESTMENTS, INC.Past·CRD# 16539
BD
May 16, 1990 - January 31, 1991
NATIONAL SECURITIES CORPORATIONPast·CRD# 7569
BD
November 13, 1989 - May 17, 1990
MARSHALL DAVIS, INC.Past·CRD# 16278
BD
January 3, 1989 - November 30, 1989
H. T. FLETCHER SECURITIES INCORPORATEDPast·CRD# 17297
BD
October 17, 1988 - January 2, 1989
J. W. GANT & ASSOCIATES, INC.Past·CRD# 7963
BD
May 25, 1988 - October 19, 1988
CHELSEA SECURITIES, INC.Past·CRD# 16821
BD
May 25, 1988 - July 7, 1988

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Current Firm

RP
ROYCE PARK INVESTMENTS, INC.

ROYCE PARK INVESTMENTS, INC.

CRD#: 16539 / SEC#: 8-34111
BD
Expelled by FINRA on 02/06/1992

Contact Information

Established

Colorado since 04/19/1985

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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