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Michael Robert Llodra

CRD# 1828532·Registered 1988 - 2024
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Robert Llodra was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1988 - 2024. Michael had worked at 12 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

Past

LIQUIDITY.IO, LLCPast·CRD# 289499
BD
Boca Grande, FL
October 5, 2023 - June 30, 2024
WELLS FARGO SECURITIES, LLCPast·CRD# 126292
BD
New York, NY
November 2, 2011 - October 11, 2022
STRUCTURED CREDIT PARTNERS LLCPast·CRD# 112660
RIA
New York, NY
August 13, 2015 - November 29, 2018
STRUCTURED ASSET INVESTORS, LLCPast·CRD# 131539
RIA
New York, NY
August 8, 2013 - February 26, 2016
SSC NY CORP.Past·CRD# 29804
BD
New York, NY
October 8, 2009 - November 10, 2010
J.P. MORGAN SECURITIES INC.Past·CRD# 18718
BD
New York, NY
October 3, 2006 - November 9, 2007
BANC OF AMERICA SECURITIES LLCPast·CRD# 26091
BD
New York, NY
December 12, 2005 - October 13, 2006
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
March 27, 2003 - April 6, 2005
NATIONAL BANK OF CANADA FINANCIAL INC.Past·CRD# 22698
BD
New York, NY
November 6, 1996 - August 28, 2001
CITICORP SECURITIES, INC.Past·CRD# 7474
BD
New York, NY
March 26, 1992 - August 7, 1996
PERSHING LLCPast·CRD# 7560
BD
Jersey City, NJ
March 9, 1990 - June 4, 1990
RYAN BECK & CO.Past·CRD# 3248
BD
Florham Park, NJ
June 21, 1988 - February 7, 1989

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Current Firm

LL
LIQUIDITY.IO, LLC

ARQ ADVISORS LLC | LIQUIDITY.IO, LLC | ARQ SECURITIES

CRD#: 289499 / SEC#: 8-70000
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

5800 Gasparilla Road Building C Suite 11, Boca Grande, FL 33921

Mailing Address

Po Box 1603, Boca Grande, FL 33921

Phone Number

(908) 608-8831

Established

Delaware since 01/02/2015

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATSCHEL INCOWNER—
CHOI, ERICPRINCIPAL2705845
BEVAUN, MARLONFINOP6259795
CHURCH, COLEMAN FREDERICKCEO / CCO2423443

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1988About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1988About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Mar 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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