JT
James M. Tuohey
WILLIAM JOSEPH CAPITAL MANAGEMENT
Hot Springs, AR 71901
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CRD#: 1828227
JT
Professional summary
James Michael Tuohey SR, who also goes by James M Touhey, James Michael Tuohey, Michael Tuohey, Mike Tuohey, is a registered financial advisor currently at WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. located in Hot Springs, Arkansas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James M Touhey | James Michael Tuohey | Michael Tuohey | Mike Tuohey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
William Joseph Tax Strategies, LLC, not investment-related. Accounting and Tax Services, 2836 Malvern Ave, Suite G, Hot Springs, AR. Partner, effective 7/1/2025. Full-time, during trading hours. This is an affiliate of William Joseph Capital Management, Inc.
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Tuohey SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2025 - Present
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Office #1: 2836 Malvern Ave Suite G, Hot Springs, AR 71901RIA
CRD#: 226535
Hot Springs, AR
Past
May 3, 2022 - October 1, 2025
GARLAND AND GREENWOOD WEALTH ADVISORS LLC
RIA
CRD#: 318815
ROLAND, AR
Past
May 27, 2015 - February 22, 2022
BOLMGREN RETIREPLAN, INC.
RIA
CRD#: 166560
CHICAGO, IL
Past
October 30, 2012 - November 14, 2013
SANDLAPPER WEALTH MANAGEMENT, LLC
RIA
CRD#: 164443
GREENVILLE, SC
Past
October 17, 2012 - September 3, 2013
SANDLAPPER SECURITIES, LLC
BD
CRD#: 137906
GREENVILLE, SC
Past
May 14, 2012 - September 25, 2012
FIRST MIDWEST SECURITIES, INC.
RIA
CRD#: 21786
BLOOMINGTON, IL
Past
April 5, 2011 - September 25, 2012
FIRST MIDWEST SECURITIES, INC.
BD
CRD#: 21786
BLOOMINGTON, IL
Past
June 8, 2010 - April 8, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
RICHMOND, VA
Past
July 9, 2009 - May 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
RICHMOND, VA
Past
August 2, 2007 - February 4, 2009
FIRST DOMINION CAPITAL CORP.
BD
CRD#: 16330
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WJ
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
"WJCMLLC" AND "WJCM" | WILLIAM JOSEPH CAPITAL MANAGEMENT,LLC | WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. | WILLIAM JOSEPH CAPITAL MANAGEMENT LLC | WAYPOINT WEALTH PLANNING AND INVESTMENT ADVISORS | THE ROBERSON TIERNEY FINANCIAL GROUP OF WILLIAM JOSEPH CAPITAL MANAGEMENT, LLC | STATELINE FINANCIAL SERVICES GROUP | LEGACY FINANCIAL GROUP | BOLMGREN RETIREPLAN
CRD#: 226535 / SEC#: 801-119964
RIA
Registered Investment Advisory firm - (12/11/2020 Approved)Connecticut
Registered Investment Advisory firm - (12/6/2021 Terminated)Florida
Registered Investment Advisory firm - (10/29/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)North Carolina
Registered Investment Advisory firm - (11/1/2021 Terminated)Texas
Registered Investment Advisory firm - (10/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(11/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WJ
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
"WJCMLLC" AND "WJCM" | WILLIAM JOSEPH CAPITAL MANAGEMENT,LLC | WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. | WILLIAM JOSEPH CAPITAL MANAGEMENT LLC | WAYPOINT WEALTH PLANNING AND INVESTMENT ADVISORS | THE ROBERSON TIERNEY FINANCIAL GROUP OF WILLIAM JOSEPH CAPITAL MANAGEMENT, LLC | STATELINE FINANCIAL SERVICES GROUP | LEGACY FINANCIAL GROUP | BOLMGREN RETIREPLAN
CRD#: 226535 / SEC#: 801-119964
RIA
Registered Investment Advisory firm - (12/11/2020 Approved)Connecticut
Registered Investment Advisory firm - (12/6/2021 Terminated)Florida
Registered Investment Advisory firm - (10/29/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)North Carolina
Registered Investment Advisory firm - (11/1/2021 Terminated)Texas
Registered Investment Advisory firm - (10/29/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
210 Red Stone Hill Road Suite 5, Bristol, CT 06010
Mailing Address
200 West Hartford Street #u, Milford, PA 18337
Phone number
(860) 973-3214
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,153 |
| AUM (Assets Under Management) | $ 465,072,406 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
CRD#: 226535Hot Springs, AR 71901TRUST BUT VERIFY
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