Lynne E. Friedwald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynne E Friedwald, who also goes by Lynne Edith Eilenberg, Lynne Edith Friedwald, was a registered financial professional .
Lynne is a previously registered financial professional and started their career in finance in 1988. Lynne had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2018 - May 3, 2019
TD AMERITRADE, INC.
February 26, 2018 - May 3, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - May 3, 2019
TD AMERITRADE, INC.
January 17, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 23, 2015 - February 26, 2018
SCOTTRADE, INC.
July 14, 2010 - March 12, 2015
TD AMERITRADE, INC.
July 14, 2010 - March 12, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 8, 2010 - March 12, 2015
TD AMERITRADE, INC.
June 19, 2003 - June 15, 2010
CHARLES SCHWAB & CO., INC.
June 19, 2003 - June 15, 2010
CHARLES SCHWAB & CO., INC.
May 2, 2002 - November 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2001 - November 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2000 - February 6, 2001
METROPOLITAN LIFE INSURANCE COMPANY
July 11, 2000 - February 6, 2001
MSI FINANCIAL SERVICES, INC.
December 3, 1997 - February 4, 2000
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 1, 1996 - August 14, 1997
EQUITY SERVICES, INC.
March 19, 1990 - November 5, 1993
STEIN ABBOTT AND COMPANY INC.
November 9, 1988 - April 6, 1989
BRAULT, STAFFORD & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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