Kevin L. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Lue Palmer was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1988. Kevin had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - February 2, 2016
BRIDGE CAPITAL ASSOCIATES, INC.
January 6, 2012 - January 15, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - January 15, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 4, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
December 18, 2006 - January 6, 2012
WORLD GROUP SECURITIES, INC.
December 14, 2004 - February 18, 2005
WORLD GROUP SECURITIES, INC.
January 23, 2002 - March 20, 2003
WORLD GROUP SECURITIES, INC.
November 1, 1995 - April 12, 2002
WMA SECURITIES, INC.
August 29, 1988 - October 30, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRIDGE CAPITAL ASSOCIATES, INC.
CRD#: 143475 / SEC#: , 8-67570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WISNIEWSKI, CAROLINE ELIZABETH | PRESIDENT, CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER, AMLCO | 1463513 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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