Margo M. Sarvari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margo Marie Sarvari was a registered financial professional .
Margo is a previously registered financial professional and started their career in finance in 1988. Margo had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2015 - October 19, 2015
BOREAL CAPITAL SECURITIES LLC
July 18, 2014 - January 29, 2015
FIDELITY BROKERAGE SERVICES LLC
August 12, 1996 - November 12, 1996
A. G. EDWARDS & SONS, INC.
September 18, 1991 - May 31, 1996
CHARLES SCHWAB & CO., INC.
July 8, 1989 - May 25, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
April 5, 1989 - May 2, 1989
UNIFIED FINANCIAL SECURITIES, LLC
October 19, 1988 - January 17, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOREAL CAPITAL SECURITIES LLC
CRD#: 158599 / SEC#: , 8-68910
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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