Michael J. Christie
Professional summary
Michael James Christie was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Michael had worked at 4 firms, which includes CONTINENTAL CAPITAL SECURITIES INC, REALTA EQUITIES INC., THOMAS M. NIXON & ASSOCIATES INC., FIFTH THIRD SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 1993 - October 28, 1994
CONTINENTAL CAPITAL SECURITIES, INC
October 20, 1993 - December 7, 1993
REALTA EQUITIES, INC.
July 16, 1992 - October 13, 1993
THOMAS M. NIXON & ASSOCIATES, INC.
May 25, 1988 - June 19, 1992
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CONTINENTAL CAPITAL SECURITIES, INC
CRD#: 14635 / SEC#: , 8-30979
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
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