Lance W. Schreier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Whitney Schreier, who also goes by Lance Whitney Schreier, Lance Schreier, was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1988. Lance had worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2018 - August 30, 2019
ALLSTATE FINANCIAL SERVICES, LLC
April 20, 2017 - August 15, 2017
SCOTTRADE INVESTMENT MANAGEMENT
April 20, 2017 - August 15, 2017
SCOTTRADE, INC.
May 8, 2015 - April 20, 2016
STRATEGIC ADVISERS LLC
April 29, 2015 - April 12, 2016
FIDELITY BROKERAGE SERVICES LLC
March 1, 2007 - April 9, 2015
VALIC FINANCIAL ADVISORS, INC.
March 1, 2007 - April 9, 2015
VALIC FINANCIAL ADVISORS, INC.
June 22, 2005 - June 15, 2006
METROPOLITAN LIFE INSURANCE COMPANY
June 22, 2005 - June 15, 2006
MSI FINANCIAL SERVICES, INC.
October 9, 2001 - March 29, 2005
IFMG SECURITIES, INC.
December 16, 1998 - October 9, 2001
CONSECO SECURITIES, INC.
November 17, 1997 - September 21, 1998
FIRST UNION BROKERAGE SERVICES, INC.
January 5, 1996 - January 21, 1998
OSAIC WEALTH, INC.
August 1, 1994 - January 11, 1996
CHEMICAL INVESTMENT SERVICES CORP.
June 22, 1993 - August 1, 1994
IFMG SECURITIES, INC.
March 11, 1993 - June 11, 1993
ESSEX NATIONAL SECURITIES, LLC
June 5, 1992 - March 5, 1993
IFMG SECURITIES, INC.
February 5, 1991 - June 17, 1992
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 25, 1988 - January 31, 1990
IDS LIFE INSURANCE COMPANY
May 25, 1988 - January 31, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
