Heather S. Hurd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Sue Hurd was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 1988. Heather had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 1995 - January 17, 1996
JOHNSTON KENT SECURITIES, INC.
July 26, 1993 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
January 9, 1993 - June 30, 1993
STRATEGIC RESOURCE MANAGEMENT, INC.
September 4, 1992 - December 18, 1992
PACIFIC CORTEZ SECURITIES INCORPORATED
June 12, 1992 - September 2, 1992
DEL MAR SECURITIES, INC.
November 2, 1990 - May 19, 1992
TAMARON INVESTMENTS, INC.
March 31, 1990 - November 7, 1990
BRENNAN ROSS SECURITIES, INC.
May 8, 1989 - April 4, 1990
FIRST EAGLE, INC.
February 22, 1989 - May 3, 1989
MARSHALL DAVIS, INC.
November 23, 1988 - March 16, 1989
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHNSTON KENT SECURITIES, INC.
CRD#: 21618 / SEC#: , 8-38895
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
