Glenn E. Windom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Eric Windom was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1988. Glenn had worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2009 - December 31, 2012
GLOBAL INVESTMENT ADVISORS, LLC
March 18, 2009 - December 31, 2012
ESSEX SECURITIES LLC
May 9, 2008 - December 31, 2008
INVESTORS CAPITAL CORP.
February 14, 2005 - December 31, 2008
INVESTORS CAPITAL CORP.
May 16, 1988 - February 17, 2005
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL INVESTMENT ADVISORS, LLC
CRD#: 121442 / SEC#:
Contact information
Red Flags
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