Scott D. Elisha

PERIGON WEALTH MANAGEMENT

Scottsdale, AZ

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CRD#: 1826761

Professional summary

Scott Dale Elisha is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 8 firms and has passed the Series 63, Series 65, Series 7, Series 44, Series 3 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Dale Elisha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2015 - Present

PERIGON WEALTH MANAGEMENT, LLC

RIA

CRD#: 131037

Scottsdale, AZ

Past

December 5, 2012 - October 17, 2013

CRD#: 7691

WALNUT CREEK, CA

Past

April 9, 2005 - September 19, 2005

CITADEL SECURITIES LLC

CRD#: 116797

MIAMI, FL

Past

December 17, 2003 - February 6, 2004

WOLVERINE TRADING, LLC

CRD#: 36848

CHICAGO, IL

Past

November 26, 2002 - February 6, 2004

WOLVERINE EXECUTION SERVICES, LLC

CRD#: 120719

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/25/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/14/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/4/2012

General Securities Representative Examination

General Industry/Product Exam

Series 44

Date: 1/8/2004

PCX Market Maker Exam

General Industry/Product Exam

Series 3

Date: 10/1/2003

National Commodity Futures Examination

Principal/Supervisory Exam

Series 4

Date: 5/6/2003

Registered Options Principal Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott D. Elisha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Dale Elisha's CRS (Customer Relationship Summary).

Certified licenses

Experience

TJM INVESTMENTS, LLC

LOMBARD STREET PARTNERS, LLC

STRATIFI, LLC

LOMBARD STREET PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITADEL SECURITIES LLC

WOLVERINE TRADING, LLC

WOLVERINE EXECUTION SERVICES, LLC

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2013

Series 65

Date: 10/14/2005

Series 7

Date: 12/4/2012

Series 44

Date: 1/8/2004

Series 3

Date: 10/1/2003

Series 4

Date: 5/6/2003

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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