Nicholas J. Stanley
Professional summary
Nicholas John Stanley, who also goes by Nicholas Stanley, Nick Stanley, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1992. Nicholas has worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas John Stanley's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2025 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020January 1, 1999 - November 1, 2021
VEBER PARTNERS, L.L.C.
September 10, 1992 - December 31, 1996
MUTUAL SERVICE CORPORATION
May 26, 1992 - August 24, 1992
SSSH EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2025)
(8/6/2025)
Exams
Series 7TO
Date: 1/17/2024
General Securities Representative ExaminationSeries 79TO
Date: 1/17/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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