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Noelle-claire Lecann

ALPHASOURCE CAPITAL SECURITIES LLC
East Quogue, NY 11942
Some features on this profile are disabled
CRD#: 1826421
NL

Professional summary

Noelle-claire Lecann, who also goes by Noelle Claire Cohen, Noelle Claire Lecann, Noelle Lecann, is a registered financial professional currently at ALPHASOURCE CAPITAL SECURITIES LLC located in East Quogue, New York.

Noelle-claire is registered as a RR (Registered Representative) and started their career in finance in 1988. Noelle-claire has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 27, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Noelle Claire Cohen | Noelle Claire Lecann | Noelle Lecann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALPHASOURCE ADVISORS, INVESTMENT-RELATED, 35 Walker Ave, East Quogue NY, Investment Advisory, PRESIDENT, START DATE:7/1/2008, 80 HOURS/MONTH, 60 DURING TRADING HOURS, Management, Due Diligence. ALPHASOURCE CAPITAL PARTNERS, NON-INVESTMENT RELATED, 35 Walker Ave, East Quogue, NY PRESIDENT, START DATE: 6/19/06, 0 HOURS/MONTH, Inactive. ALPHASOURCE PARTNERS, NON-INVESTMENT RELATED, 35 Walker Ave, East Quogue, NY, Technology, MANAGING PARTNER, START DATE: 4/25/2008, 1 HOUR PER MONTH, Management.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Noelle-claire Lecann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2008 - Present

ALPHASOURCE CAPITAL SECURITIES LLC

Office #1: 35 Walker Avenue, East Quogue, NY 11942
BD
CRD#: 145875
East Quogue, NY
Past

April 26, 2022 - December 31, 2022

ALPHASOURCE ADVISORS LLC

RIA
CRD#: 145828
EAST QUOGUE, NY
Past

August 21, 2007 - August 11, 2008

CHARLES JORDAN & CO., LLC

BD
CRD#: 30303
NEW YORK, NY
Past

November 24, 2006 - August 9, 2007

THS LTD.

BD
CRD#: 120063
NEW YORK, NY
Past

January 30, 2006 - October 9, 2006

SAPENO INC.

BD
CRD#: 124769
NEW YORK, NY
Past

July 17, 2003 - June 2, 2005

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

November 14, 2002 - August 18, 2003

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY
Past

March 16, 1995 - October 28, 2002

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

November 15, 1988 - January 31, 1995

GEEK SECURITIES, INC.

BD
CRD#: 14834
BOCA RATON, FL
Past

April 19, 1988 - July 26, 1988

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/7/2012)
RR
Colorado
(5/8/2012)
RR
Connecticut
(6/14/2013)
RR
Florida
(6/26/2014)
RR
New Jersey
(6/26/2014)
RR
New York
(7/17/2008)
RR
Texas
(9/29/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/11/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/25/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/29/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/16/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/21/2009
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/18/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/6/1989
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ALPHASOURCE CAPITAL SECURITIES LLC
ALPHASOURCE CAPITAL SECURITIES LLC

CRD#: 145875 / SEC#: , 8-67759

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
35 Walker Avenue, East Quogue, NY 11942
Mailing Address
35 Walker Avenue, New York, NY 11942
Phone number
(212) 308-4500
Established
New York since 06/28/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LECANN, NOELLE-CLAIREPRESIDENT, MANAGING MEMBER, GSP, CCO, FINOP1826421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPHASOURCE CAPITAL SECURITIES LLC

CRD#: 145875East Quogue, NY 11942

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