Jonathan H. Duckfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Hamilton Duckfield was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1988. Jonathan had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 1994 - November 8, 1994
AMERINATIONAL FINANCIAL SERVICES, INC.
March 14, 1991 - June 19, 1992
MORGAN STANLEY DW INC.
August 13, 1990 - March 6, 1991
LUTHER, SMITH & SMALL, INC.
October 28, 1988 - April 26, 1990
ROTH CAPITAL PARTNERS, LLC
April 20, 1988 - October 19, 1988
WESTMONT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERINATIONAL FINANCIAL SERVICES, INC.
CRD#: 27986 / SEC#: , 8-43361
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
