Keiko Lambert
Professional summary
Keiko Lambert, who also goes by Keiko E Akutagawa, Keiko Edith Akutagawa ^, Keiko Edith Emery ^, Keiko Edith Lambert, is a registered financial advisor currently at TREK FINANCIAL located in Albuquerque, New Mexico.
Keiko is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Keiko has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keiko Lambert's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2020 - Present
TREK FINANCIAL
Office #1: 320 Osuna Rd Ne Unit G-1, Albuquerque, NM 87107February 10, 2017 - November 9, 2020
CROSS STATE FINANCIAL GROUP LLC
February 3, 2017 - November 11, 2020
CROWN CAPITAL SECURITIES, L.P.
November 14, 2011 - February 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2011 - February 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2000 - January 29, 2001
LOCKWOOD FINANCIAL SERVICES, INC.
June 21, 1999 - November 3, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 24, 1996 - February 17, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 24, 1992 - February 26, 1998
MORGAN STANLEY DW INC.
October 31, 1991 - June 26, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 1989 - October 17, 1991
MORGAN STANLEY DW INC.
June 22, 1988 - August 14, 1989
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
TREK FINANCIAL
CRD#: 109376 / SEC#: 801-58087
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/10/2020)
Exams
Series 8
Date: 6/30/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TREK FINANCIAL
CRD#: 109376 / SEC#: 801-58087
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,057 |
| AUM (Assets Under Management) | $ 2,492,708,552 |
Red Flags
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Company Information
TREK FINANCIAL
CRD#: 109376Albuquerque, NM 87107TRUST BUT VERIFY
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