Mark R. Tonucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Richard Tonucci was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2013 - July 26, 2016
WESTPORT RESOURCES MANAGEMENT INC
September 29, 2009 - December 31, 2010
HATTERAS INVESTMENT PARTNERS LLC
September 29, 2009 - September 19, 2011
HATTERAS CAPITAL DISTRIBUTORS, LLC
January 17, 2002 - September 15, 2009
HEDGE HARBOR INC.
June 23, 1998 - February 16, 2001
TWIN TRUST TRADING LLC
May 17, 1996 - April 3, 2001
TRUST ADVISORS TRADING LLC
January 3, 1995 - September 30, 2009
TRUST ADVISORS LLC
July 2, 1991 - June 7, 1994
FIDUCIARY INVESTMENT COMPANY, INC.
June 6, 1990 - March 25, 1992
TRUST ADVISORY SECURITIES COMPANY
December 20, 1988 - August 9, 1989
EVALUATION ASSOCIATES SECURITIES CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
WESTPORT RESOURCES MANAGEMENT INC
CRD#: 105306 / SEC#: 801-29733
Contact information
Red Flags
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