Russell S. Tarbett
Professional summary
Russell Scott Tarbett, who also goes by Russ Tarbett, Rusty Tarbett, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in St. Louis, Missouri.
Russell is registered as a RR (Registered Representative) and started their career in finance in 1989. Russell has worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Russell Scott Tarbett's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2024 - Present
PATRICK CAPITAL MARKETS, LLC
Office #1: 11152 South Towne Square, St. Louis, MO 63123June 2, 2020 - July 28, 2022
PROSPERA FINANCIAL SERVICES, INC.
August 11, 2016 - August 3, 2018
ARETE WEALTH MANAGEMENT, LLC
February 7, 2014 - August 20, 2014
EMERSON EQUITY LLC
October 15, 2013 - February 3, 2014
ARGENTUS SECURITIES, LLC
May 4, 2005 - June 29, 2012
PROSPERA FINANCIAL SERVICES, INC.
September 22, 2003 - November 26, 2003
BARRON MOORE, INC.
May 7, 2001 - July 1, 2003
PROSPERA FINANCIAL SERVICES, INC.
January 17, 2001 - May 4, 2001
RUSHMORE SECURITIES CORPORATION
June 4, 1998 - March 30, 2001
NORTHSTAR SECURITIES, INC.
November 16, 1994 - December 9, 1998
DOMINION CAPITAL CORPORATION
December 21, 1992 - November 18, 1994
HILLTOP SECURITIES INC.
May 28, 1991 - December 23, 1992
POWELL & SATTERFIELD, INC.
May 15, 1989 - May 23, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
