Steven C. Poppe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Charles Poppe, who also goes by Rusty Poppe, Steven C Poppe, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1989. Steven had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2013 - November 8, 2016
P.J. ROBB VARIABLE, LLC
April 5, 2007 - November 15, 2012
THE O.N. EQUITY SALES COMPANY
December 19, 2006 - March 20, 2007
CUE FINANCIAL GROUP, INC.
December 12, 2006 - March 20, 2007
CUE FINANCIAL GROUP, INC.
August 10, 2006 - December 7, 2006
CENTAURUS FINANCIAL, INC.
July 24, 2006 - December 7, 2006
CENTAURUS FINANCIAL, INC.
November 9, 2004 - December 8, 2005
USALLIANZ SECURITIES, INC.
November 2, 2004 - December 8, 2005
USALLIANZ SECURITIES, INC.
May 19, 2003 - September 27, 2004
WOODBURY FINANCIAL SERVICES, INC.
April 28, 1999 - December 31, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
August 3, 1995 - January 4, 1999
NYLIFE SECURITIES LLC
August 13, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 13, 1991 - July 11, 1995
PRUCO SECURITIES, LLC.
November 22, 1989 - July 31, 1991
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
