Jay W. Nance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Wells Nance was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1988. Jay had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 1993 - November 23, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
November 29, 1990 - August 28, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
April 23, 1990 - October 29, 1990
WHITEHALL INVESTMENT SECURITIES, LTD.
October 18, 1989 - March 31, 1990
THE STUART-JAMES COMPANY, INCORPORATED
June 19, 1989 - October 20, 1989
L.F. THOMPSON & COMPANY
January 24, 1989 - June 20, 1989
U.S. ADVISORS, INC.
April 20, 1988 - January 11, 1989
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
