John J. Fath
Professional summary
John Joseph Fath is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Fath's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2012 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022December 14, 2009 - May 17, 2010
BTG PACTUAL US CAPITAL, LLC
June 12, 1997 - September 2, 2008
UBS SECURITIES LLC
September 30, 1993 - June 9, 1997
BANC OF AMERICA SECURITIES LLC
August 16, 1993 - September 30, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 11, 1990 - July 7, 1993
CRT GOVERNMENT SECURITIES, LTD.
January 10, 1990 - June 27, 1990
BANC ONE CAPITAL MARKETS, INC.
July 26, 1988 - July 26, 1989
WINGSPAN INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2012)
Exams
FINRA
Current Firm
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486 / SEC#: , 8-68148
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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