Elliot A. Loewenstern
Professional summary
Elliot Akiva Loewenstern was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Elliot is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Elliot had worked at 5 firms, which includes BILTMORE SECURITIES INC., STRATTON OAKMONT INC., J.P. MORGAN SECURITIES LLC, LEHMAN BROTHERS INC., INVESTORS CENTER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 1992 - January 5, 1999
BILTMORE SECURITIES, INC.
November 28, 1989 - January 22, 1992
STRATTON OAKMONT INC.
November 17, 1988 - November 29, 1989
J.P. MORGAN SECURITIES LLC
June 24, 1988 - December 5, 1988
LEHMAN BROTHERS INC.
April 26, 1988 - June 11, 1988
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BILTMORE SECURITIES, INC.
CRD#: 25023 / SEC#: , 8-41567
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
