Bud O. Bryant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bud Oliver Bryant was a registered financial professional .
Bud is a previously registered financial professional and started their career in finance in 1988. Bud had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2014 - September 12, 2016
GWN SECURITIES INC.
August 2, 2010 - December 2, 2013
LINCOLN INVESTMENT
October 20, 2009 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
December 23, 2008 - August 6, 2009
NYLIFE SECURITIES LLC
November 29, 2006 - December 31, 2006
LINCOLN INVESTMENT
November 10, 2006 - December 15, 2008
LINCOLN INVESTMENT
September 28, 2005 - November 10, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 15, 2005 - November 10, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 1, 2000 - February 15, 2005
PMG SECURITIES CORPORATION
March 29, 1999 - August 1, 2000
INVESTORS BROKERAGE SERVICES, INC.
January 9, 1996 - April 1, 1999
VOYA FINANCIAL ADVISORS, INC.
September 5, 1989 - December 15, 1995
SECURITIES AMERICA, INC.
July 13, 1988 - July 21, 1989
UR FINANCIAL, INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
