Barry R. Bartlett

KNOX WEALTH PARTNERS ADVISORY

Knoxville, TN 37932

Some features on this profile are disabled

CRD#: 1824762

Professional summary

Barry Russell Bartlett is a registered financial advisor currently at KNOX WEALTH PARTNERS ADVISORY located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Knoxville, Tennessee.

Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Barry has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/28/2014 - NON-VARIABLE INSURANCE - PRINCIPAL AGENT - 1 HOUR PER MONTH - KNOXVILLE, TN. 2. 7/22/2020 - Knox Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/06/2020 - 30 Hours Per Month During Securities Trading. 3. 8/24/2020 - Knox Wealth Partners Advisory - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/06/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Knox Wealth Partners Advisory, an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Russell Bartlett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2020 - Present

KNOX WEALTH PARTNERS ADVISORY

Office #1: 10710 Murdock Drive Suite 101, Knoxville, TN 37932

RIA

CRD#: 288580

Knoxville, TN

Current

March 27, 2013 - Present

LPL FINANCIAL LLC

Office #1: 10710 Murdock Dr, Suite 101, Knoxville, TN 37932

RIA

CRD#: 6413

Knoxville, TN

Past

March 28, 2013 - October 7, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

KNOXVILLE, TN

Past

October 1, 2009 - February 25, 2013

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

KNOXVILLE, TN

Past

March 19, 2009 - February 25, 2013

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

KNOXVILLE, TN

Past

March 26, 2004 - March 24, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

KNOXVILLE, TN

Past

April 6, 2000 - March 24, 2009

LPL FINANCIAL LLC

CRD#: 6413

KNOXVILLE, TN

Past

October 15, 1993 - March 15, 2000

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

July 24, 1992 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

April 20, 1988 - January 25, 1991

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KNOX WEALTH PARTNERS ADVISORY

KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC

CRD#: 288580 / SEC#: 801-110743

RIA

Registered Investment Advisory firm - (7/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/8/2020)

Kentucky
(3/27/2013)

Tennessee
(3/27/2013)

IAR

Tennessee
(10/30/2020)

Texas
(11/30/2021)

Virginia
(3/27/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KNOX WEALTH PARTNERS ADVISORY

KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC

CRD#: 288580 / SEC#: 801-110743

RIA

Registered Investment Advisory firm - (7/5/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10710 Murdock Drive Suite 101, Knoxville, TN 37932

Mailing Address

Phone number

(865) 291-2422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KWPA FORM ADV PART 2A (3/12/2025)

KWPA WRAP FEE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	828
AUM (Assets Under Management)	$ 231,274,258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Lester Kefauver

FLAGSHIP HARBOR ADVISORS, LLC

IAR

Maryville, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Barry R. Bartlett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Russell Bartlett's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VOYA FINANCIAL PARTNERS, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

EDWARD JONES

Primary Firm SEC Registration

KNOX WEALTH PARTNERS ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2009

Series 63

Date: 4/4/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1988

FINRA

Current Firm

KNOX WEALTH PARTNERS ADVISORY

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KNOX WEALTH PARTNERS ADVISORY

TRUST BUT VERIFY

Contact information

Similar Advisors