John H. Liles

JOHN H. LILES, CFP

Napa, CA

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CRD#: 1824552

Professional summary

John Harmon Liles, CFP® is a registered financial advisor currently at JOHN H. LILES, CFP located in Napa, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Harmon Liles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

February 23, 2017 - Present

JOHN H. LILES, CFP

RIA

CRD#: 138161

Napa, CA

Past

June 22, 1988 - July 13, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

June 22, 1988 - July 13, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/23/2017)

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Exams

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Current Firm

JOHN H. LILES, CFP

JOHN H. LILES, CFP | LILES JOHN HARMON

CRD#: 138161 / SEC#:

California

Registered Investment Advisory firm - (5/17/1994 Approved)

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Contact information

Main Address

Napa, CA

Mailing Address

P.o. Box 6889, Napa, CA 94581

Phone number

(707) 226-1177

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 36,530,387

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John H. Liles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Harmon Liles's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN H. LILES, CFP

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 6/18/1988

Current Firm

JOHN H. LILES, CFP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHN H. LILES, CFP

TRUST BUT VERIFY

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