DP
David B. Perkins
HATTERAS INVESTMENT PARTNERS, LP
Raleigh, NC 27615
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CRD#: 1824251
DP
Professional summary
David Brien Perkins is a registered financial advisor currently at HATTERAS INVESTMENT PARTNERS, LP located in Raleigh, North Carolina and HATTERAS CAPITAL DISTRIBUTORS, LLC located in Raleigh, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HATTERAS FUNDS, LLC (REGISTERED INVESTMENT ADVISER) - CEO; HATTERAS CAPITAL DISTRIBUTORS IS A WHOLLY OWNED SUBSIDIARY OF HATTERAS FUNDS, LLC AND LOCATED AT THE SAME ADDRESS. HOURS PER MONTH ARE ALLOCATED TO EACH ENTITY AS BUSINESS DEMANDS WARRANT. MEMBER OF FOSTER FAMILY HOLDINGS, LLC. - LOUISBURG, NC. A GRAPE HARVESTING BUSINESS THAT IS NOT INVESTMENT RELATED. 5 HOURS/MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view David Brien Perkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2018 - Present
HATTERAS INVESTMENT PARTNERS, LP
Office #1: 8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615RIA
CRD#: 170628
Raleigh, NC
Current
June 20, 2007 - Present
HATTERAS CAPITAL DISTRIBUTORS, LLC
Office #1: 8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615BD
CRD#: 143365
Raleigh, NC
Past
July 31, 2014 - December 31, 2017
HATTERAS INVESTMENT PARTNERS, LP
RIA
CRD#: 170628
RALEIGH, NC
Past
February 13, 2008 - July 31, 2014
HATTERAS INVESTMENT PARTNERS LLC
RIA
CRD#: 128703
RALEIGH, NC
Past
October 21, 2003 - February 26, 2007
CAPFINANCIAL SECURITIES, LLC.
RIA
CRD#: 126291
RALEIGH, NC
Past
September 11, 2003 - April 25, 2008
CAPFINANCIAL SECURITIES, LLC.
BD
CRD#: 126291
RALEIGH, NC
Past
June 15, 2002 - October 17, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
RALEIGH, NC
Past
June 15, 2002 - October 17, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
October 1, 1997 - June 20, 2002
CAPTRUST FINANCIAL ADVISORS, LLC
RIA
CRD#: 41727
RALEIGH, NC
Past
October 1, 1997 - June 15, 2002
CAPTRUST FINANCIAL ADVISORS, LLC
BD
CRD#: 41727
CHARLOTTE, NC
Past
December 20, 1988 - October 6, 1997
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
June 10, 1988 - December 20, 1988
F.N. WOLF & CO., INC.
BD
CRD#: 13051
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HATTERAS INVESTMENT PARTNERS, LP
HATTERAS FUND ADVISERS LLC | TAILWIND INVESTMENT PARTNERS, LP | SCOTLAND ACQUISITION LLC | HATTERAS INVESTMENT PARTNERS, LP | HATTERAS INVESTMENT PARTNERS | HATTERAS FUNDS, LP | HATTERAS FUNDS, LLC
CRD#: 170628 / SEC#: 801-79326
RIA
Registered Investment Advisory firm - (3/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/8/2017)
RR
Alaska(11/8/2017)
RR
Arizona(11/8/2017)
RR
Arkansas(11/8/2017)
RR
California(11/8/2017)
RR
Colorado(11/8/2017)
RR
Connecticut(11/8/2017)
RR
Delaware(11/8/2017)
RR
District of Columbia(11/8/2017)
RR
Florida(11/8/2017)
RR
Georgia(11/8/2017)
RR
Hawaii(11/8/2017)
RR
Idaho(11/8/2017)
RR
Illinois(11/8/2017)
RR
Indiana(4/19/2016)
RR
Iowa(11/8/2017)
RR
Kansas(11/8/2017)
RR
Kentucky(11/8/2017)
RR
Louisiana(11/8/2017)
RR
Maine(11/8/2017)
RR
Maryland(11/8/2017)
RR
Massachusetts(11/8/2017)
RR
Michigan(11/8/2017)
RR
Minnesota(11/8/2017)
RR
Mississippi(11/8/2017)
RR
Missouri(11/8/2017)
RR
Montana(11/8/2017)
RR
Nebraska(11/8/2017)
RR
Nevada(11/8/2017)
RR
New Hampshire(11/8/2017)
RR
New Jersey(11/8/2017)
RR
New Mexico(11/8/2017)
RR
New York(11/8/2017)
RR
North Carolina(11/24/2008)
IAR
North Carolina(1/5/2018)
RR
North Dakota(11/8/2017)
RR
Ohio(11/8/2017)
RR
Oklahoma(11/8/2017)
RR
Oregon(11/8/2017)
RR
Pennsylvania(11/8/2017)
RR
Puerto Rico(11/8/2017)
RR
Rhode Island(11/8/2017)
RR
South Carolina(11/8/2017)
RR
South Dakota(1/5/2017)
RR
Tennessee(11/8/2017)
RR
Texas(11/8/2017)
RR
Utah(11/8/2017)
RR
Vermont(11/8/2017)
RR
Virgin Islands(11/8/2017)
RR
Virginia(11/8/2017)
RR
Washington(11/8/2017)
RR
West Virginia(11/8/2017)
RR
Wisconsin(11/8/2017)
RR
Wyoming(11/8/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HI
HATTERAS INVESTMENT PARTNERS, LP
HATTERAS FUND ADVISERS LLC | TAILWIND INVESTMENT PARTNERS, LP | SCOTLAND ACQUISITION LLC | HATTERAS INVESTMENT PARTNERS, LP | HATTERAS INVESTMENT PARTNERS | HATTERAS FUNDS, LP | HATTERAS FUNDS, LLC
CRD#: 170628 / SEC#: 801-79326
RIA
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Contact information
Main Address
8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615
Mailing Address
Phone number
(919) 846-2324
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 187,768,848 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HATTERAS INVESTMENT PARTNERS, LP
CRD#: 170628Raleigh, NC 27615TRUST BUT VERIFY
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