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David Brien Perkins

HATTERAS INVESTMENT PARTNERS, LP
RALEIGH, NC
·CRD# 1824251·38 years experience

Professional Summary

David Brien Perkins is a registered financial advisor currently at HATTERAS INVESTMENT PARTNERS, LP located in Raleigh, North Carolina and HATTERAS CAPITAL DISTRIBUTORS, LLC located in Raleigh, North Carolina. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

HATTERAS INVESTMENT PARTNERS, LP·CRD# 170628
RIA
8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615
January 5, 2018 - Present
HATTERAS CAPITAL DISTRIBUTORS, LLC·CRD# 143365
BD
8537 Six Forks Road Suite 250, Raleigh, NC 27615
June 20, 2007 - Present
HATTERAS INVESTMENT PARTNERS, LP·CRD# 170628
RIA
Raleigh, NC
July 31, 2014 - December 31, 2017
HATTERAS INVESTMENT PARTNERS LLC·CRD# 128703
RIA
Raleigh, NC
February 13, 2008 - July 31, 2014
CAPFINANCIAL SECURITIES, LLC.·CRD# 126291
RIA
Raleigh, NC
October 21, 2003 - February 26, 2007
CAPFINANCIAL SECURITIES, LLC.·CRD# 126291
BD
Raleigh, NC
September 11, 2003 - April 25, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
RIA
Raleigh, NC
June 15, 2002 - October 17, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
June 15, 2002 - October 17, 2003
CAPTRUST FINANCIAL ADVISORS, LLC·CRD# 41727
RIA
Raleigh, NC
October 1, 1997 - June 20, 2002
CAPTRUST FINANCIAL ADVISORS, LLC·CRD# 41727
BD
Charlotte, NC
October 1, 1997 - June 15, 2002
WACHOVIA SECURITIES, INC.·CRD# 431
BD
Charlotte, NC
December 20, 1988 - October 6, 1997
F.N. WOLF & CO., INC.·CRD# 13051
BD
June 10, 1988 - December 20, 1988

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Current Firm

HI
HATTERAS INVESTMENT PARTNERS, LP

HATTERAS FUND ADVISERS LLC | TAILWIND INVESTMENT PARTNERS, LP | SCOTLAND ACQUISITION LLC | HATTERAS INVESTMENT PARTNERS, LP | HATTERAS INVESTMENT PARTNERS | HATTERAS FUNDS, LP | HATTERAS FUNDS, LLC

CRD#: 170628 / SEC#: 801-79326
RIA
Registered Investment Advisory firm - SEC (3/14/2014 Approved)

Contact Information

Main Address

8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615

Phone Number

(919) 846-2324

# of Employees

9

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

HATTERAS 2026 ADV FORM 2A AMENDED (9/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

7

AUM (Assets Under Management)

$114,765,846

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HATTERAS FUNDS, LLC (REGISTERED INVESTMENT ADVISER) - CEO; HATTERAS CAPITAL DISTRIBUTORS IS A WHOLLY OWNED SUBSIDIARY OF HATTERAS FUNDS, LLC AND LOCATED AT THE SAME ADDRESS. HOURS PER MONTH ARE ALLOCATED TO EACH ENTITY AS BUSINESS DEMANDS WARRANT. MEMBER OF FOSTER FAMILY HOLDINGS, LLC. - LOUISBURG, NC. A GRAPE HARVESTING BUSINESS THAT IS NOT INVESTMENT RELATED. 5 HOURS/MONTH.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HATTERAS INVESTMENT PARTNERS, LP

HATTERAS FUND ADVISERS LLC | TAILWIND INVESTMENT PARTNERS, LP | SCOTLAND ACQUISITION LLC | HATTERAS INVESTMENT PARTNERS, LP | HATTERAS INVESTMENT PARTNERS | HATTERAS FUNDS, LP | HATTERAS FUNDS, LLC

CRD#: 170628 / SEC#: 801-79326
RIA
Registered Investment Advisory firm - SEC (3/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/8/2017)
RR
Alaska
(11/8/2017)
RR
Arizona
(11/8/2017)
RR
Arkansas
(11/8/2017)
RR
California
(11/8/2017)
RR
Colorado
(11/8/2017)
RR
Connecticut
(11/8/2017)
RR
Delaware
(11/8/2017)
RR
District of Columbia
(11/8/2017)
RR
Florida
(11/8/2017)
RR
Georgia
(11/8/2017)
RR
Hawaii
(11/8/2017)
RR
Idaho
(11/8/2017)
RR
Illinois
(11/8/2017)
RR
Indiana
(4/19/2016)
RR
Iowa
(11/8/2017)
RR
Kansas
(11/8/2017)
RR
Kentucky
(11/8/2017)
RR
Louisiana
(11/8/2017)
RR
Maine
(11/8/2017)
RR
Maryland
(11/8/2017)
RR
Massachusetts
(11/8/2017)
RR
Michigan
(11/8/2017)
RR
Minnesota
(11/8/2017)
RR
Mississippi
(11/8/2017)
RR
Missouri
(11/8/2017)
RR
Montana
(11/8/2017)
RR
Nebraska
(11/8/2017)
RR
Nevada
(11/8/2017)
RR
New Hampshire
(11/8/2017)
RR
New Jersey
(11/8/2017)
RR
New Mexico
(11/8/2017)
RR
New York
(11/8/2017)
RR
North Carolina
(11/24/2008)
IAR
North Carolina
(1/5/2018)
RR
North Dakota
(11/8/2017)
RR
Ohio
(11/8/2017)
RR
Oklahoma
(11/8/2017)
RR
Oregon
(11/8/2017)
RR
Pennsylvania
(11/8/2017)
RR
Puerto Rico
(11/8/2017)
RR
Rhode Island
(11/8/2017)
RR
South Carolina
(11/8/2017)
RR
South Dakota
(1/5/2017)
RR
Tennessee
(11/8/2017)
RR
Texas
(11/8/2017)
RR
Utah
(11/8/2017)
RR
Vermont
(11/8/2017)
RR
Virgin Islands
(11/8/2017)
RR
Virginia
(11/8/2017)
RR
Washington
(11/8/2017)
RR
West Virginia
(11/8/2017)
RR
Wisconsin
(11/8/2017)
RR
Wyoming
(11/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1991About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view David Brien Perkins's CRS (Customer Relationship Summary).

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