Christopher S. Hamm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Scott Hamm was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1988. Christopher had worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2019 - March 19, 2022
BRIDGEWATER FINANCIAL GROUP, LLC
July 19, 2007 - December 11, 2019
CETERA ADVISORS LLC
July 18, 2007 - December 11, 2019
CETERA ADVISORS LLC
February 9, 2006 - July 18, 2007
LEGACY ADVISORY SERVICES, INC.
February 4, 2004 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
August 25, 2003 - January 29, 2004
QUESTAR CAPITAL CORPORATION
February 27, 1998 - June 9, 2003
FIRSTMERIT SECURITIES, INC.
May 22, 1997 - February 25, 1998
DENMARK INVESTMENT SERVICES, INC.
May 13, 1994 - June 9, 1997
AVANTAX INVESTMENT SERVICES, INC.
May 19, 1993 - May 27, 1994
WARWICK SECURITIES, INC.
May 9, 1988 - June 28, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 9, 1988 - June 28, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRIDGEWATER FINANCIAL GROUP, LLC
CRD#: 305547 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 2,700,000 |
Red Flags
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