Angel D. Cruz

CRUZ WEALTH MANAGEMENT

Olympia, WA

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CRD#: 1823725

Professional summary

Angel Dejesus Cruz, CFP® is a registered financial advisor currently at CRUZ WEALTH MANAGEMENT, LLC located in Olympia, Washington.

Angel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Angel has worked at 21 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angel Dejesus Cruz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

May 8, 2018 - Present

CRUZ WEALTH MANAGEMENT, LLC

RIA

CRD#: 293988

Olympia, WA

Past

July 28, 2017 - March 30, 2018

FORTIS CAPITAL MANAGEMENT LLC

RIA

CRD#: 172198

BELLEVUE, WA

Past

May 8, 2009 - November 27, 2017

CRUZ REGISTERED INVESTMENT ADVISOR, LLC

RIA

CRD#: 147186

OLYMPIA, WA

Past

June 20, 2008 - December 31, 2008

CRUZ REGISTERED INVESTMENT ADVISOR, LLC

RIA

CRD#: 147186

SEATTLE, WA

Past

February 11, 2008 - April 21, 2008

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SEATTLE, WA

Past

February 5, 2008 - April 21, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

SEATTLE, WA

Past

May 30, 2007 - December 31, 2007

ZURC INVESTMENTS, LLC

RIA

CRD#: 143792

SEATTLE, WA

Past

June 22, 2006 - March 30, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SEATTLE, WA

Past

June 16, 2006 - March 30, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SEATTLE, WA

Past

November 29, 2004 - December 31, 2006

THIRD COAST INVESTMENTS, LLC

RIA

CRD#: 133331

CHICAGO, IL

Past

April 12, 2004 - October 30, 2004

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

May 17, 2001 - September 20, 2002

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

April 11, 2001 - May 17, 2001

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

March 20, 1999 - June 28, 2000

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

January 27, 1999 - March 3, 1999

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

August 12, 1997 - January 1, 1999

CAPITAL INTERNATIONAL SECURITIES GROUP, INC.

CRD#: 29771

MIAMI, FL

Past

January 22, 1996 - June 26, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 1, 1995 - May 4, 1995

LEXINGTON SECURITIES, INC.

CRD#: 13102

CHICAGO, IL

Past

December 19, 1994 - February 15, 1995

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

March 3, 1994 - March 18, 1994

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 6, 1994 - February 3, 1994

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

June 11, 1991 - December 31, 1993

OAK RIDGE INVESTMENTS, INC.

CRD#: 25544

CHICAGO, IL

Past

April 5, 1990 - October 19, 1990

MALONE & ASSOCIATES, INC.

CRD#: 10412

DENVER, CO

Past

March 28, 1989 - May 11, 1990

D.R. DWYER & COMPANY

CRD#: 1490

Past

May 25, 1988 - December 7, 1988

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 1/19/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

Current Firm

CRUZ WEALTH MANAGEMENT, LLC

CRUZ WEALTH MANAGEMENT, LLC | REGISTERED INVESTMENT ADVISOR

CRD#: 293988 / SEC#:

Washington

Registered Investment Advisory firm - (5/8/2018 Approved)

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Contact information

Main Address

Olympia, WA

Mailing Address

Phone number

(206) 552-9796

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 3,910,443

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Angel D. Cruz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angel Dejesus Cruz's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTIS CAPITAL MANAGEMENT LLC

CRUZ REGISTERED INVESTMENT ADVISOR, LLC

CRUZ REGISTERED INVESTMENT ADVISOR, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

ZURC INVESTMENTS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

THIRD COAST INVESTMENTS, LLC

NATIONAL SECURITIES CORPORATION

ALLSTATE FINANCIAL SERVICES, LLC

CETERA INVESTMENT SERVICES LLC

WAMU INVESTMENTS, INC.

NATIONAL SECURITIES CORPORATION

CAPITAL INTERNATIONAL SECURITIES GROUP, INC.

MORGAN STANLEY DW INC.

LEXINGTON SECURITIES, INC.

PAULSON INVESTMENT COMPANY LLC

TD AMERITRADE, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

OAK RIDGE INVESTMENTS, INC.

MALONE & ASSOCIATES, INC.

D.R. DWYER & COMPANY

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/1994

Series 63

Date: 4/21/1988

Series 31

Date: 1/19/1996

Series 7

Date: 5/21/1988

Current Firm

CRUZ WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRUZ WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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