Francis X. Corcoran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Xavier Corcoran JR, who also goes by Francis Xavier Jr Corcoran, Frank Corcoran, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1988. Francis had worked at 5 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2009 - September 30, 2014
SEAPORT GLOBAL SECURITIES LLC
June 15, 2009 - September 22, 2009
UTENDAHL CAPITAL PARTNERS, L.P.
June 15, 2009 - September 22, 2009
UTENDAHL CAPITAL GROUP, LLC
September 19, 2008 - June 22, 2009
COHEN & COMPANY SECURITIES, LLC
July 22, 2004 - August 28, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 1988 - August 28, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 5/21/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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