Ann R. Dotson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Ray Dotson, who also goes by Ann R. Dotson, Ann Dotson, Anna Katherine Dotson, was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 1988. Ann had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2009 - December 31, 2018
RETIREMENT RESOURCES MANAGEMENT, LLC
January 23, 2007 - August 26, 2009
PLANMEMBER SECURITIES CORPORATION
January 22, 2007 - August 26, 2009
PLANMEMBER SECURITIES CORPORATION
September 28, 2004 - January 24, 2007
PRIVATE CLIENT SERVICES, LLC
September 24, 2004 - January 24, 2007
WOODBURY FINANCIAL SERVICES, INC.
September 10, 2004 - January 24, 2007
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2004 - September 13, 2004
GROVE POINT INVESTMENTS, LLC
June 27, 1996 - September 13, 2004
GROVE POINT INVESTMENTS, LLC
June 5, 1996 - June 27, 1996
GROVE POINT INVESTMENTS, LLC
January 1, 1996 - June 10, 1996
IFG NETWORK SECURITIES, INC.
September 22, 1989 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
June 18, 1989 - September 28, 1989
SUNAMERICA SECURITIES, INC.
December 5, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
April 19, 1988 - December 15, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RETIREMENT RESOURCES MANAGEMENT, LLC
CRD#: 150391 / SEC#:
Contact information
Red Flags
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