Richard B. Vincent
Professional summary
Richard Buttolphgraydon Vincent is a registered financial advisor currently at THE DE BURLO GROUP, INC. located in Boston, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Richard has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Buttolphgraydon Vincent's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2010 - Present
THE DE BURLO GROUP, INC.
Office #1: 50 Federal St. 8th Floor, Boston, MA 02110-2509January 1, 2000 - April 26, 2010
THE DE BURLO GROUP,INC.
April 20, 1988 - September 26, 1995
BAYBANKS BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
THE DE BURLO GROUP, INC.
CRD#: 153435 / SEC#: 801-71288
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/10/2010)
Exams
Current Firm
THE DE BURLO GROUP, INC.
CRD#: 153435 / SEC#: 801-71288
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 104 |
| AUM (Assets Under Management) | $ 1,030,566,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/18/2024 | ||
| 12/11/2023 | ||
| 02/15/2023 | ||
| 04/19/2022 |
Red Flags
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Company Information
THE DE BURLO GROUP, INC.
CRD#: 153435Boston, MA 02110-2509TRUST BUT VERIFY
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