BM
Brian K. Mirau
MADISON AVENUE SECURITIES
RUIDOSO, NM 88345
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CRD#: 1823243
BM
Professional summary
Brian Keith Mirau is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Ruidoso, New Mexico.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Brian has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME OF BUSINESS: MIRAU CAPITAL MANAGEMENT, INC. POSITION: OWNER (ACTIVE) NATURE: SALES AND SERVICE OF INSURANCE PRODUCTS, LIFE, HEALTH, PROPERTY AND CASUALTY INVESTMENT RELATED: YES NUMBER OF HOURS: 25 INVESTMENT RELATED HOURS: 25 START DATE: 05/01/2003. ADDRESS: 1860 SUDDERTH DRIVE, RUIDOSO NM 88345 DESCRIPTION: SALES AND SERVICE OF INSURANCE PRODUCTS 2). NAME: MIRAU CAPITAL MANAGEMENT PROPERTIES; INV RELATED:NO; ADDRESS:1860 SUDDERTH DRIVE RUIDOSO, NM 88345; NATURE:THE BUILDING WAS PURCHASED IN MAY 2018-THIS IS ALSO WHERE OUR MAIN OFFICE IS FOR MIRAU CAPITAL MANAGEMENT. AS LANDLORD, RENT IS COLLECTED MONTHLY AND ANY MAINTENANCE ON THE BUILDING IS COMPLETED; POSITION:LANDLORD/OWNER; START DATE:05/2018; HOURS/MONTH:4; TRADING HOURS/MONTH:0; DUTIES:NO OFFICIAL TITLE-RENT IS COLLECTED AND ANY REQUIRED MAINTENANCE ON THE BUILDING OR TENANTS AS IT COMES UP. 3). NAME: INFINITE IMPACT MINISTRIES; INV RELATED:NO; ADDRESS:729 E. DALLAS ROAD, GRAPEVINE, TX 76051; NATURE:HELPS TROUBLED YOUTH; POSITION:BOARD MEMBER/VOLUNTEER; START DATE:01/01/2018; HOURS/MONTH:4; TRADING HOURS/MONTH:0; DUTIES:VOLUNTEER WORK 4). NAME:RIVER CROSSING PROPERTY OWNER'S ASSOCIATION; INV RELATED:NO; NATURE:OVERSEE PROPERTY WITH OFFICERS AND OWNERS; POSITION:PRESIDENT BOARD OF DIRECTORS ; START DATE:2/2023; HOURS/MONTH:<1; TRADING HOURS/MONTH:0; DUTIES: OVERSEE THE BOARD CONDUCT SEMI-ANNUAL MEETINGS. 5.) NAME: BK FARMS; INVESTMENT RELATED: NO; POSITION: OWNER; DUTIES: 50% OWNER; NATURE OF THE BUSINESS: GOAT FARM; HOURS PER WEEK: 5-6 HOURS; START DATE: 3/1/2024 6.) NAME: MIRAU CAPITAL SERVICES, LLC; INVESTMENT RELATED: NO; NATURE OF THE BUSINESS: FORMED FOR PURPOSE TO COLLECT WEALTH.COM FEES FROM NON CUSTOMERS; POSITION: MANAGING MEMBER; START DATE: 10/20/2025
CRS (Client Relationship Summary) - RIA
Click below to view Brian Keith Mirau's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Keith Mirau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2012 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1860 Sudderth Drive, Ruidoso, NM 88345Office #2: 7600 Jefferson Ne Ste 25, Albuquerque, NM 87109Office #3: 6070 Gateway Blvd E Suite 210, El Paso, TX 79905RIA
BD
CRD#: 23224
RUIDOSO, NM
Current
November 18, 2008 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1860 Sudderth Drive, Ruidoso, NM 88345Office #2: 7600 Jefferson Ne Ste 25, Albuquerque, NM 87109Office #3: 6070 Gateway Blvd E Suite 210, El Paso, TX 79905RIA
BD
CRD#: 23224
RUIDOSO, NM
Past
July 16, 2008 - November 25, 2008
OSAIC FS, INC.
BD
CRD#: 3870
RUIDOSO, NM
Past
January 23, 2007 - July 24, 2008
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
RUIDOSO, NM
Past
July 30, 2004 - February 13, 2007
KALOS CAPITAL, INC.
BD
CRD#: 44337
RUIDOSO, NM
Past
May 14, 2002 - October 29, 2003
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
March 29, 1989 - April 26, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 29, 1989 - April 26, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/21/2020)
RR
Arkansas(8/9/2021)
RR
Colorado(12/28/2015)
RR
Delaware(3/31/2021)
RR
Florida(4/21/2017)
RR
Georgia(3/19/2015)
RR
Kentucky(9/20/2013)
RR
Minnesota(9/27/2018)
RR
New Mexico(11/18/2008)
IAR
New Mexico(1/4/2012)
RR
North Carolina(9/25/2018)
RR
Oklahoma(1/5/2017)
RR
South Dakota(3/26/2021)
RR
Texas(11/18/2008)
IAR
Texas(1/18/2012)
RR
Utah(7/2/2020)
RR
Washington(5/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
