Suresh Munshani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suresh Munshani was a registered financial professional .
Suresh is a previously registered financial professional and started their career in finance in 1988. Suresh had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2012 - October 27, 2015
ROCKWELL GLOBAL CAPITAL LLC
November 12, 2008 - July 14, 2010
ROCKWELL GLOBAL CAPITAL LLC
February 19, 2003 - June 10, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
September 15, 1997 - February 16, 2001
KEATON FINANCIAL SERVICES, INC.
August 25, 1993 - June 19, 1997
CROWN FINANCIAL GROUP, INC.
March 27, 1992 - August 11, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 1988 - January 28, 1992
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROCKWELL GLOBAL CAPITAL LLC
CRD#: 142485 / SEC#: , 8-67467
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 7 |
Red Flags
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