Gwendolyn G. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gwendolyn Gill Green, who also goes by Gwendloyn Gill Green, was a registered financial professional .
Gwendolyn is a previously registered financial professional and started their career in finance in 1988. Gwendolyn had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2011 - January 11, 2013
ADVOCATE WEALTH SOLUTIONS
February 26, 2004 - July 7, 2011
WADDELL & REED
July 18, 2003 - July 7, 2011
WADDELL & REED
March 8, 1995 - December 10, 1998
PNC BROKERAGE CORP
January 17, 1990 - February 17, 1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 25, 1988 - January 30, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
ADVOCATE WEALTH SOLUTIONS
CRD#: 152534 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 7,000,000 |
Red Flags
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