Kathryn R. Rautio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Renee Rautio was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1996. Kathryn had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2015 - July 31, 2019
TRILOMA SECURITIES, LLC
January 23, 1996 - June 17, 2015
CNL SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
TRILOMA SECURITIES, LLC
CRD#: 173059 / SEC#: , 8-69527
Contact information
Documents
Red Flags
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