Anthony M. Richards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Michael Richards, who also goes by James Skinner Jr, James Skinner, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1988. Anthony had worked at 8 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 1998 - July 28, 2000
REMINGTON SECURITIES CORP.
January 3, 1995 - December 7, 1995
GLOBAL EQUITIES GROUP INC
March 25, 1994 - August 30, 1994
S. D. COHN & CO., INC.
June 16, 1993 - July 8, 1993
WESTFIELD FINANCIAL CORPORATION
October 17, 1991 - September 7, 1993
AMERICAN BOND GROUP, INC.
January 22, 1991 - October 21, 1991
GKN SECURITIES CORP.
June 20, 1990 - January 16, 1991
R.H.DAMON & CO., INC.
June 16, 1988 - July 7, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/15/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
REMINGTON SECURITIES CORP.
CRD#: 40768 / SEC#: , 8-49212
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
