WR
William L. Rapp
MONEY CONCEPTS CAPITAL CORP
BOONVILLE, MO 65233
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CRD#: 1822282
WR
Professional summary
William Lee Rapp, who also goes by Bill Rapp, William L Rapp, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Boonville, Missouri.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. William has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Rapp | William L Rapp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAUGHT NAUGHT/ASSURED PARTNERS, AGENT, START 8/1998; SALE OF HEALTH, DENTAL, GROUP BENEFITS. NON-INVESTMENT RELATED; 120 HRS/MO, 110 DURING SECURITIES TRADING HOURS.....
2) RAPP PARTNERSHIP,LLC. START 1989; CO-OWNER. RENTAL PROPERTY. NON-INVESTMENT RELATED, 15161 CHELCY LANE, BOONVILLE, MO 65223. 5 HRS/MO., ZERO DURING SECURITIES TRADING HOURS??.
3) CHELCY LEE PROPERTIES, LLC, MEMBER, START 3/2008; INVESTMENT PROPERTY CO & RENTAL INCOME ; NON-INVESTMENT RELATED; 907 7TH CT TERRACE, BONVILLE, MO 65233 10 HRS/MO., ZERO DURING SECURITIES TRADING HOURS......
4) WILLIAN L. RAPP / RAPP INSURANCE. 907 7TH CT TERRACE, BONVILLE, MO 65233. MEDICARE PDP, MAPD,INDIVIDUAL, HEALTH PLANS. 10 HRS/MO . 9 HRS DURING SECURITIES TRADING HOURS??.
CRS (Client Relationship Summary) - RIA
Click below to view William Lee Rapp's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Lee Rapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2022 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 513 E Spring St Ste B, Boonville, MO 65233RIA
BD
CRD#: 12963
BOONVILLE, MO
Current
March 21, 2018 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 513 E Spring St Ste B, Boonville, MO 65233RIA
BD
CRD#: 12963
BOONVILLE, MO
Past
December 28, 2015 - March 26, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
COLUMBIA, MO
Past
December 7, 2000 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
COLUMBIA, MO
Past
July 30, 1998 - December 31, 2000
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
September 25, 1997 - July 27, 1998
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
KANSAS CITY, MO
Past
July 1, 1992 - September 16, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
February 7, 1992 - June 8, 1992
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
June 29, 1988 - January 31, 1992
MONARCH SECURITIES, INC.
BD
CRD#: 2809
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(3/21/2018)
RR
Missouri(3/21/2018)
IAR
Missouri(9/7/2022)
RR
North Carolina(3/22/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963Boonville, MO 65233TRUST BUT VERIFY
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