Eileen J. Paul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen Jarrell Paul, CFP®, who also goes by Eileen Jarrell, was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 1988. Eileen had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2019 - November 1, 2021
FOREFRONT WEALTH MANAGEMENT
June 23, 2016 - June 27, 2019
PROWELL FINANCIAL MANAGEMENT, LLC
January 21, 2013 - June 22, 2016
HOTALING INVESTMENT MANAGEMENT, LLC
March 28, 2011 - November 2, 2012
RAYMOND JAMES & ASSOCIATES, INC.
February 6, 2009 - April 6, 2009
NUVEEN FUND ADVISORS, LLC
January 28, 2009 - January 30, 2009
SANTA BARBARA ASSET MANAGEMENT, LLC
December 18, 1997 - April 6, 2009
NUVEEN SECURITIES, LLC
November 19, 1997 - January 27, 2009
RITTENHOUSE ASSET MANAGEMENT, INC.
May 2, 1995 - August 1, 1996
PRUDENTIAL EQUITY GROUP, LLC
April 20, 1988 - March 10, 1995
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
FOREFRONT WEALTH MANAGEMENT
CRD#: 299003 / SEC#: 801-114299
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOREFRONT WEALTH MANAGEMENT
CRD#: 299003 / SEC#: 801-114299
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 414 |
| AUM (Assets Under Management) | $ 246,375,325 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
