Marina A. Armbruster

PLANMEMBER SECURITIES

Sacramento, CA 95818

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CRD#: 1821994

Professional summary

Marina Alexandra Armbruster, who also goes by Marina Alexandra Brenneck, Marina Alexandra Erickson, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Sacramento, California.

Marina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Marina has worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 2, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marina Alexandra Brenneck | Marina Alexandra Erickson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) School Benefit Services, Inc.-2009 V. Street, Suite 201, Sacramento, CA 95818; Investment related; Financial sales & svcs; Owner/Financial Advisor; Start date 1/09; 160 hrs/mnth; 120 hrs/mnth during trading. 2) Marina Armbruster (self employed)-2009 V. Street, Suite 201, Sacramento, CA 95818; Investment related; Insurance sales (life, fixed, EIA products) & svcs; Agent; Start date 6/92; 20 hrs/mnth & during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marina Alexandra Armbruster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Marina Alexandra Armbruster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2019 - Present

PLANMEMBER SECURITIES CORPORATION

Office #1: 2009 V Street, Suite 201, Sacramento, CA 95818

RIA

CRD#: 11869

Sacramento, CA

Current

November 5, 2019 - Present

PLANMEMBER SECURITIES CORPORATION

Office #1: 2009 V Street, Suite 201, Sacramento, CA 95818

RIA

CRD#: 11869

Sacramento, CA

Past

August 1, 2012 - November 11, 2019

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SACRAMENTO, CA

Past

August 1, 2012 - November 11, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

SACRAMENTO, CA

Past

May 26, 2010 - August 7, 2012

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SACRAMENTO, CA

Past

April 6, 2010 - August 7, 2012

NEW ENGLAND SECURITIES

CRD#: 615

SACRAMENTO, CA

Past

January 23, 2009 - April 27, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LAVISTA, NE

Past

January 23, 2009 - April 12, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

October 6, 2004 - October 28, 2004

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

SACRAMENTO, CA

Past

October 6, 2004 - October 28, 2004

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

ENGLEWOOD, CO

Past

January 5, 2004 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

SACRAMENTO, CA

Past

February 26, 2002 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

July 10, 2001 - March 6, 2002

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

July 10, 2001 - April 2, 2002

SENTINEL FINANCIAL SERVICES COMPANY

CRD#: 31175

MONTPELIER, VT

Past

March 22, 1999 - June 19, 2001

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

November 17, 1998 - March 24, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 17, 1998 - March 24, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

May 20, 1997 - November 20, 1998

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

July 1, 1996 - April 17, 1997

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

March 6, 1996 - July 1, 1996

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

April 6, 1991 - February 20, 1996

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

November 27, 1990 - January 3, 1991

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 27, 1990 - January 3, 1991

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

April 24, 1989 - October 29, 1990

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

August 30, 1988 - January 28, 1989

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Past

April 20, 1988 - August 8, 1988

AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.

CRD#: 148

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/5/2019)

IAR

California
(11/5/2019)

Colorado
(7/8/2022)

Florida
(11/5/2019)

Hawaii
(11/5/2019)

Idaho
(7/8/2022)

Nevada
(11/5/2019)

New Hampshire
(7/8/2022)

New York
(8/29/2023)

Tennessee
(7/8/2022)

Utah
(7/8/2022)

Virginia
(7/8/2022)

Washington
(10/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/17/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2011

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 6/20/1996

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 4/8/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/11/1994

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

6187 Carpinteria Avenue, Carpinteria, CA 93013

Mailing Address

6187 Carpinteria Avenue, Carpinteria, CA 93013-2060

Phone number

(805) 684-1199

Established

California since 03/12/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

432

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PLANMEMBER WRAP FEE PROGRAM ELITE STRATEGIST DECEMBER 2024 (3/31/2025)

PLANMEMBER SCARBOROUGH BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER OPTIFUND BROCHURE 2023 MARCH (3/31/2025)

PLANMEMBER NON-PLATFORM IRA BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER SCHWAB IAR PROGRAM FEBRUARY 2025 (3/31/2025)

PLANMEMBER RETIREMENT INVESTMENT BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER Q8P IAR PROGRAM 2023 MARCH (3/31/2025)

PLANMEMBER WRAP FEE PROGRAM INVESTMENT SAVINGS PLUS (3/31/2025)

PLANMEMBER PREFERENCE AND IAR BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER WORKPLACE ADVISORY PROGRAM 2023 MARCH (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
PLANMEMBER FINANCIAL CORPORATION	OWNER
BOWMAN, BYRON FRANCIS	CHIEF LEGAL OFFICER & SECRETARY	2673117
HALEY, SEAN PATRICK	CHIEF COMPLIANCE OFFICER	2837579
HANSON, STEVEN R	CHIEF FINANCIAL OFFICER / FINOPS	4854600
JANEWAY, TERRALL JOSEPH	EVP/CHIEF OPERATING OFFICER	2947154
ZIEHL, JON MICHAEL	PRESIDENT	707642

Regulatory assets under management

Total Number of Accounts	68,978
AUM (Assets Under Management)	$ 9,035,509,268

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/21/2022	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marina A. Armbruster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marina Alexandra Armbruster's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Marina Alexandra Armbruster's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

EQUITY SERVICES, INC.

SENTINEL FINANCIAL SERVICES COMPANY

BRECEK & YOUNG ADVISORS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE SECURITIES, LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

WOODBURY FINANCIAL SERVICES, INC.

AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.

Primary Firm SEC Registration

PLANMEMBER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/17/1991

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2011

Series 2

Date: 6/20/1996

Series 6

Date: 4/8/1988

Series 26

Date: 8/11/1994

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PLANMEMBER SECURITIES CORPORATION

TRUST BUT VERIFY

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