Patricia C. Gooch
Professional summary
Patricia Carmel Gooch, who also goes by Patricia Carmel Gooch-jennett, is a registered financial advisor currently at NORTHSIDE CAPITAL MANAGEMENT LLC located in Hood River, Oregon.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Patricia has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Carmel Gooch's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2005 - Present
NORTHSIDE CAPITAL MANAGEMENT LLC
Office #1: 116 3rd Street, Ste 313, Hood River, OR 97031March 19, 1999 - October 5, 2001
SUTRO & CO. INCORPORATED
November 4, 1998 - March 24, 1999
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
January 27, 1998 - October 19, 1998
CITIGROUP GLOBAL MARKETS INC.
June 26, 1992 - December 20, 1997
CITIGROUP GLOBAL MARKETS INC.
August 8, 1989 - July 2, 1992
LEHMAN SPECIAL SECURITIES INC.
August 8, 1989 - July 2, 1992
LEHMAN GOVERNMENT SECURITIES INC.
August 8, 1989 - July 2, 1992
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
NORTHSIDE CAPITAL MANAGEMENT LLC
CRD#: 107784 / SEC#: 801-56071
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/11/2005)
(6/12/2024)
Exams
Current Firm
NORTHSIDE CAPITAL MANAGEMENT LLC
CRD#: 107784 / SEC#: 801-56071
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 516 |
| AUM (Assets Under Management) | $ 5,824,740,140 |
Red Flags
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