Thomas P. Timberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Paul Timberg was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1988. Thomas had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2003 - December 2, 2024
THE H GROUP, INC.
January 16, 2003 - January 17, 2003
CETERA ADVISORS LLC
January 16, 2003 - July 11, 2003
CETERA ADVISORS LLC
January 7, 2003 - December 31, 2005
CETERA WEALTH SERVICES, LLC
September 25, 2001 - December 31, 2002
CETERA ADVISORS LLC
April 1, 1997 - December 31, 2002
CETERA ADVISORS LLC
April 20, 1988 - April 4, 1997
IDS LIFE INSURANCE COMPANY
April 20, 1988 - April 4, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,849 |
| AUM (Assets Under Management) | $ 580,107,747 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
