Douglas G. Eichenberger
Professional summary
Douglas Grant Eichenberger was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Douglas had worked at 11 firms, which includes INTERFIRST CAPITAL CORPORATION, SAN CLEMENTE SECURITIES INC., OSAIC WEALTH INC., U.S. BANCORP INVESTMENTS INC., AEGON USA SECURITIES INC., GREAT WESTERN FINANCIAL SECURITIES CORPORATION, ASSET MANAGEMENT SECURITIES CORP., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC., INTEGRATED RESOURCES EQUITY CORPORATION, BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2000 - May 9, 2000
INTERFIRST CAPITAL CORPORATION
September 22, 1998 - April 10, 2000
SAN CLEMENTE SECURITIES, INC.
February 15, 1996 - September 11, 1998
OSAIC WEALTH, INC.
October 27, 1995 - February 5, 1996
U.S. BANCORP INVESTMENTS, INC.
March 11, 1993 - October 25, 1995
AEGON USA SECURITIES INC.
August 7, 1992 - December 3, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 20, 1992 - August 20, 1992
ASSET MANAGEMENT SECURITIES CORP.
March 19, 1992 - July 23, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
June 10, 1991 - April 3, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 10, 1991 - April 3, 1992
PRUCO SECURITIES, LLC.
November 19, 1989 - March 15, 1990
OSAIC WEALTH, INC.
February 23, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 25, 1988 - March 9, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTERFIRST CAPITAL CORPORATION
CRD#: 7659 / SEC#: , 8-22805
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MHK INVESTMENT CORPORATION | HOLDING COMPANY | |
| PHILLIPS, BRADFORD ASHLEY | CHAIRMAN, PRESIDENT AND CEO | 1730426 |
| ROGERS, KENNETH WALTER | EXECUTIVE VICE PRESIDENT SALES, DIRECTOR | 500255 |
| ROGERS, PAULA ANDREA | FINANCIAL AND OPERATIONS PRINCIPAL | 2167864 |
| TENNEY, LOUIS RUSSELL | SROP | 1032315 |
| TENNEY, LOUIS RUSSELL | MUNICIPAL BOND PRINCIPAL | 1032315 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
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