Rene L. Bouchard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rene Leon Bouchard JR, who also goes by Ray Bouchard Jr, Ray Bouchard, Rene L Bouchard, Rene Leon Bouchard, was a registered financial professional .
Rene is a previously registered financial professional and started their career in finance in 1988. Rene had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1997 - November 25, 1997
FAS WEALTH MANAGEMENT SERVICES, INC.
August 20, 1993 - December 31, 1994
THE INVESTMENT CENTER, INC.
June 15, 1993 - May 16, 1994
GEB SECURITIES, INC.
August 8, 1990 - June 20, 1991
ADDISON FINANCIAL SERVICES, INC.
November 2, 1989 - August 9, 1990
MORGAN STANLEY DW INC.
May 25, 1988 - June 28, 1989
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAS WEALTH MANAGEMENT SERVICES, INC.
CRD#: 10164 / SEC#: , 8-26618
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FAS GROUP, INC. | SHAREHOLDER | |
| DELLAPENNA, GAETON STARK | CHIEF COMPLIANCE OFFICER,PRESIDENT/TREASURER/CFO/CEO | 1287224 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
