Curtis L. Pardridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Lynn Pardridge, who also goes by Curt Pardridge, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1988. Curtis had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2003 - December 21, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 8, 1994 - April 25, 2003
SUNAMERICA SECURITIES, INC.
October 18, 1989 - November 10, 1994
F & G SECURITIES, INC.
August 1, 1988 - March 20, 1989
PRUDENTIAL EQUITY GROUP, LLC
May 25, 1988 - December 19, 1988
IDS LIFE INSURANCE COMPANY
May 25, 1988 - December 19, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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