Robert G. Dull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gail Dull, who also goes by Rob Dull, Robert G Dull, Robert Gail Dull, Robert Dull, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1988. Robert had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2018 - December 13, 2018
SANDLAPPER SECURITIES, LLC
August 15, 2016 - November 4, 2016
SOUTHEAST INVESTMENTS, N.C., INC.
June 13, 2014 - September 9, 2015
SECURITIES AMERICA ADVISORS, INC.
June 13, 2014 - September 9, 2015
SECURITIES AMERICA, INC.
September 3, 2012 - June 23, 2014
TRUIST INVESTMENT SERVICES, INC.
August 29, 2012 - June 23, 2014
TRUIST INVESTMENT SERVICES, INC.
October 8, 2010 - August 22, 2012
FIRST CITIZENS INVESTOR SERVICES, INC.
October 5, 2010 - August 22, 2012
FIRST CITIZENS INVESTOR SERVICES, INC.
January 7, 2009 - September 17, 2010
ALLSTATE FINANCIAL SERVICES, LLC
August 1, 2008 - January 12, 2009
SECURITIES AMERICA, INC.
May 20, 2008 - July 31, 2008
SECURITIES AMERICA, INC.
August 2, 2007 - January 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
August 1, 2007 - January 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
November 1, 2006 - August 1, 2007
FIRST CITIZENS ASSET MANAGEMENT, INC
November 1, 2006 - August 1, 2007
FIRST CITIZENS SECURITIES CORPORATION
August 1, 2001 - November 1, 2006
FIRST CITIZENS INVESTOR SERVICES, INC.
February 23, 2001 - November 1, 2006
FIRST CITIZENS INVESTOR SERVICES, INC.
August 17, 2000 - February 5, 2001
SOUTHERN FINANCIAL GROUP, INC.
March 19, 1990 - August 21, 1990
PRUDENTIAL EQUITY GROUP, LLC
March 9, 1989 - November 21, 1989
RAYMOND JAMES & ASSOCIATES, INC.
September 22, 1988 - February 22, 1989
R.B. MARICH, INC.
August 25, 1988 - October 6, 1988
AMERICAN FRONTEER FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANDLAPPER SECURITIES, LLC
CRD#: 137906 / SEC#: , 8-67128
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
