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Robert Gail Dull

CRD# 1821389·Registered 1988 - 2018
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Gail Dull, who also goes by Rob Dull, Robert G Dull, Robert Gail Dull, Robert Dull, was a registered financial advisor. Robert was a previously registered financial advisor and started their career in finance 1988 - 2018. Robert had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Dull, Robert G Dull, Robert Gail Dull, Robert Dull

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

SANDLAPPER SECURITIES, LLC·CRD# 137906
BD
Greenville, SC
March 30, 2018 - December 13, 2018
SOUTHEAST INVESTMENTS, N.C., INC.·CRD# 43035
BD
Charlotte, NC
August 15, 2016 - November 4, 2016
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
Simpsonville, SC
June 13, 2014 - September 9, 2015
SECURITIES AMERICA, INC.·CRD# 10205
BD
Simpsonville, SC
June 13, 2014 - September 9, 2015
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Greenville, SC
September 3, 2012 - June 23, 2014
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Greenville, SC
August 29, 2012 - June 23, 2014
FIRST CITIZENS INVESTOR SERVICES, INC.·CRD# 44430
RIA
Waynesville, NC
October 8, 2010 - August 22, 2012
FIRST CITIZENS INVESTOR SERVICES, INC.·CRD# 44430
BD
Waynesville, NC
October 5, 2010 - August 22, 2012
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Greenville, SC
January 7, 2009 - September 17, 2010
SECURITIES AMERICA, INC.·CRD# 10205
BD
Greenville, SC
August 1, 2008 - January 12, 2009
SECURITIES AMERICA, INC.·CRD# 10205
BD
Greenville, SC
May 20, 2008 - July 31, 2008
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Greenville, SC
August 2, 2007 - January 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Greenville, SC
August 1, 2007 - January 7, 2009
FIRST CITIZENS ASSET MANAGEMENT, INC·CRD# 140777
RIA
Raleigh, NC
November 1, 2006 - August 1, 2007
FIRST CITIZENS SECURITIES CORPORATION·CRD# 140161
BD
Spartanburg, SC
November 1, 2006 - August 1, 2007
FIRST CITIZENS INVESTOR SERVICES, INC.·CRD# 44430
RIA
Spartanburg, SC
August 1, 2001 - November 1, 2006
FIRST CITIZENS INVESTOR SERVICES, INC.·CRD# 44430
BD
Spartanburg, SC
February 23, 2001 - November 1, 2006
SOUTHERN FINANCIAL GROUP, INC.·CRD# 16714
BD
Columbia, SC
August 17, 2000 - February 5, 2001
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
March 19, 1990 - August 21, 1990
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
March 9, 1989 - November 21, 1989
R.B. MARICH, INC.·CRD# 13227
BD
September 22, 1988 - February 22, 1989
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
August 25, 1988 - October 6, 1988

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Current Firm

SS
SANDLAPPER SECURITIES, LLC

SANDLAPPER SECURITIES, LLC

CRD#: 137906 / SEC#: 8-67128
BD
Terminated by SEC on 07/21/2020

Contact Information

Established

South Carolina since 06/30/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GORDON, TREVOR LEECEO, CCO AND MANAGING MEMBER2195122
BIXLER, JACK CHARLESPRESIDENT-CAPITAL MARKETS DIVISION22331

Disclosures

Regulatory Event

5

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Mar 1988About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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