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Victor Palma Jr

CRD# 1821163·Registered 1988 - 1998
Previously Registered: Being a previously registered professional could mean that Victor is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Victor Palma JR, who also goes by VIctor H Palma Jr, was a registered financial advisor. Victor was a previously registered financial professional and started their career in finance 1988 - 1998. Victor had worked at 19 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Victor H Palma Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
June 19, 1998 - July 24, 1998
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
August 29, 1997 - November 10, 1997
LT LAWRENCE & CO., INC.·CRD# 31956
BD
New York, NY
May 8, 1997 - August 30, 1997
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
February 4, 1997 - May 8, 1997
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
November 3, 1995 - November 27, 1996
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
May 2, 1995 - September 19, 1995
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
January 20, 1995 - July 11, 1995
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
July 18, 1994 - January 15, 1995
RUSSO SECURITIES INC.·CRD# 14425
BD
Staten Island, NY
June 10, 1994 - June 23, 1994
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
May 14, 1993 - November 13, 1993
EMANUEL AND COMPANY·CRD# 7309
BD
New York, NY
March 26, 1992 - March 18, 1993
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
October 22, 1991 - May 4, 1992
S. D. COHN & CO., INC.·CRD# 27827
BD
Hauppauge, NY
October 8, 1991 - February 17, 1993
MANCHESTER RHONE SECURITIES CORP.·CRD# 15886
BD
May 24, 1991 - October 17, 1991
R.H.DAMON & CO., INC.·CRD# 23091
BD
July 2, 1990 - December 3, 1990
V P SECURITIES, INC.·CRD# 16615
BD
March 7, 1990 - November 7, 1991
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
September 28, 1989 - March 8, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
September 8, 1989 - September 25, 1989
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
August 22, 1989 - September 16, 1989
WILLIAM M. CADDEN & CO., INC.·CRD# 16363
BD
January 24, 1989 - August 31, 1989
INVESTORS CENTER, INC.·CRD# 14670
BD
Hauppague, NY
November 23, 1988 - January 30, 1989

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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