Victor Palma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Palma JR, who also goes by VIctor H Palma Jr, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1988. Victor had worked at 19 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1998 - July 24, 1998
J.P. TURNER & COMPANY, L.L.C.
August 29, 1997 - November 10, 1997
PARAGON CAPITAL MARKETS, INC.
May 8, 1997 - August 30, 1997
LT LAWRENCE & CO., INC.
February 4, 1997 - May 8, 1997
CONTINENTAL BROKER-DEALER CORP.
November 3, 1995 - November 27, 1996
EURO-ATLANTIC SECURITIES INC.
May 2, 1995 - September 19, 1995
BARRON CHASE SECURITIES, INC.
January 20, 1995 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
July 18, 1994 - January 15, 1995
BARRETT DAY SECURITIES, INC.
June 10, 1994 - June 23, 1994
RUSSO SECURITIES INC.
May 14, 1993 - November 13, 1993
M. RIMSON & CO., INC.
March 26, 1992 - March 18, 1993
EMANUEL AND COMPANY
October 22, 1991 - May 4, 1992
HANOVER, STERLING & COMPANY LTD.
October 8, 1991 - February 17, 1993
S. D. COHN & CO., INC.
May 24, 1991 - October 17, 1991
MANCHESTER RHONE SECURITIES CORP.
July 2, 1990 - December 3, 1990
R.H.DAMON & CO., INC.
March 7, 1990 - November 7, 1991
V P SECURITIES, INC.
September 28, 1989 - March 8, 1990
SOUTH RICHMOND SECURITIES, INC.
September 8, 1989 - September 25, 1989
J. T. MORAN & CO., INC.
August 22, 1989 - September 16, 1989
SOUTH RICHMOND SECURITIES, INC.
January 24, 1989 - August 31, 1989
WILLIAM M. CADDEN & CO., INC.
November 23, 1988 - January 30, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
