Jerome A. Reid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Alan Reid JR, who also goes by J. Alan Reid Jr., Jerome Alan Reid, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1988. Jerome had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2022 - February 13, 2023
GORDIAN INVESTMENTS, LLC
August 26, 2019 - July 20, 2020
GORDIAN INVESTMENTS, LLC
April 10, 2017 - July 5, 2017
WILLIAMS TRADING LLC
January 19, 2017 - March 31, 2017
BA SECURITIES, LLC
October 5, 2010 - April 7, 2015
FORWARD SECURITIES, LLC
September 21, 2005 - June 17, 2015
ALPS DISTRIBUTORS, INC.
January 15, 2002 - September 9, 2005
FORESIDE FUNDS DISTRIBUTORS LLC
November 1, 2000 - May 7, 2001
MORGAN STANLEY DW INC.
October 31, 2000 - April 5, 2001
MORGAN STANLEY & CO. LLC
May 4, 1999 - November 1, 2000
MORGAN STANLEY DEAN WITTER ONLINE INC.
June 14, 1994 - March 20, 1998
MORGAN STANLEY DW INC.
April 22, 1991 - August 10, 1992
NUVEEN SECURITIES, LLC
March 5, 1990 - March 13, 1991
CAPITAL BROKERAGE CORPORATION
February 10, 1989 - March 6, 1990
NUVEEN SECURITIES, LLC
July 5, 1988 - February 8, 1989
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
GORDIAN INVESTMENTS, LLC
CRD#: 158611 / SEC#: , 8-68911
Contact information
Documents
Red Flags
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