MR
Michelle M. Rokes
OPUS FINANCIAL ADVISORS
STATESVILLE, NC 28677
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CRD#: 1820657
MR
Professional summary
Michelle Mauze Rokes, CFP®, who also goes by Margaret Rokes, is a registered financial advisor currently at OPUS FINANCIAL ADVISORS, INC. located in Statesville, North Carolina.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Michelle has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Divorce Planning
Comprehensive Financial Planni...
Insurance Planning
Employee and Employer Plan Ben...
Estate Planning
Investment Planning
Tax Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Margaret Rokes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OPUS FINANCIAL ADVISORS,INC POSITION: Vice President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1986 ADDRESS: PO Box 312 Statesville, NC 28687, Statesville NC 28677, United States DESCRIPTION: investment advisory, money management, financial planning 2. STATESVILLE ABC BOARD POSITION: Board Member - NATURE: Other - component unit of the City of Statesville INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: 311 s. center st Statesville, NC 28677, Statesville NC 28677, United States DESCRIPTION: oversee general manager, develop policy no clients are recipients of any proceeds or distributions board does not vote on any city issues 3. IREDELL PROPERTIES,INC POSITION: Other - Secretary NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1990 ADDRESS: PO Box 312 Statesville, NC 28687, statesville NC 28687, United States DESCRIPTION: property management 4. MICHELLE ROKES RENTAL POSITION: Owner - NATURE: Other - personal rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2017 ADDRESS: 1536 Royalty Circle, Statesville NC 28625, United States DESCRIPTION: collect rent 5. MICHELLE ROKES INSURANCE POSITION: independent NATURE: sole INVESTMENT RELATED: Yes, NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1987 ADDRESS: PO Box 312 Statesville, NC 28687, Statesville NC 28677, United States DESCRIPTION: run illustrations, complete applications 6. NC ASSOCIATION OF ABC BOARDS POSITION: Board Member - NATURE: Other - Association Board INVESTMENT RELATED: No, NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2010 ADDRESS: 1951 Clark Ave Raleigh, NC 27605, Raleigh NC 27605, United States DESCRIPTION: Association board member, attend meetings, vote on association issues
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Mauze Rokes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
December 31, 2001 - Present
OPUS FINANCIAL ADVISORS, INC.
Office #1: 126 East Water St., Statesville, NC 28677RIA
CRD#: 118742
STATESVILLE, NC
Past
November 3, 2023 - November 5, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
STATESVILLE, NC
Past
August 23, 1991 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
STATESVILLE, NC
Past
April 20, 1988 - July 17, 1991
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(12/31/2001)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
OF
OPUS FINANCIAL ADVISORS, INC.
JTS FINANCIAL ASSOCIATES, INC. | OPUS FINANCIAL ADVISORS, INC. | OPUS FINANCIAL ADVISORS
CRD#: 118742 / SEC#:
North Carolina
Registered Investment Advisory firm - (12/31/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
126 E. Water Street, Statesville, NC 28677-5228
Mailing Address
P.o. Box 312, Statesville, NC 28687-0312
Phone number
(704) 872-7671
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 188 |
| AUM (Assets Under Management) | $ 61,700,000 |
Red Flags
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